Practice Areas
- Current main areas of activity: Sustainable Finance, MiFID II, commercial brokerage of financial assets
- Advising asset management companies, banks and financial service providers
- Regulatory licensing issues and advice on ongoing supervision to ensure compliance
- Compliance and prevention of money laundering by financial market participants
Show moreShow less
Education and Professional Experience
- Lawyer at GSK Stockmann since 2013
- Sustainable & Responsible Investment Advisor (EBS) 2023
- Sustainability management training (TÜV NORD) 2022
- Secondment to GSK Luxembourg SA (2016)
- Admitted to practise law in Germany (2013)
- Trainee lawyer, inter alia, with an international commercial law firm in Frankfurt in the practice area of banking and capital markets
- Studies at the University of Münster and Maastricht University (Netherlands)
- Qualified banker
Languages
- English, German
Awards
- Recommended lawyer in the area of “Financial Regulation” and “Investment Funds” (The Legal 500 2024)
- Recommended lawyer in the field of “ESG – Environment, Social, Governance” (Juve Handbuch 2023/2024)
Lectures and events
- GSK + zeb AfterWorkTalks Webinar, 23.04.2020: „Einführung MiFIDPflichten und BaFin-Aufsicht in der Finanzanlagenvermittlerbranche“
Publications
- Glück, Oliver / Watermann, Lisa: Offenlegungsverordnung – Umsetzung der Transparenzvorgaben für Investments ist bis heute ungeklärt, in: Börsen-Zeitung, 28.05.2021.
- Strelcyzk, Christoph / Watermann, Lisa: Anforderungen an Fondsmanager werden deutlich erhöht, in: PLATOW Recht, 10.03.2021, S.6
- Glück, Oliver / Watermann, Lisa: Neue Offenlegungsverordnung zu Nachhaltigkeit greift ab 10. März, in: Börsen-Zeitung, 05.03.2021
- Philippe Lorenz / Lisa Watermann: MiFID II „light“? Wohl kaum. Referentenentwurf zur Finanzanlagenvermittlungsverordnung, Aufsatz in: CCZ – Corporate Compliance Zeitschrift, Heft 1/2019 vom 15. Januar 2019, Seiten 33 – 39.
